Report on the First Scientific Experiment to Test the Impact of Generative AI on Complex, Knowledge-Intensive Work

April 29, 2024

A first of its kind experiment testing use of AI found a 40% increase in quality and 12% increase in productivity. The tests involved 18 different realistic tasks assigned to 244 different consultants in the Boston Consulting Group. The Harvard Business School has published a preliminary report of the mammoth study. Navigating the Jagged Technological Frontier: Field Experimental Evidence of the Effects of AI on Knowledge Worker Productivity and Quality (Harvard Business School, Working Paper 24-013) (hereinafter “Working Paper”). The Working Paper is analyzed here with an eye on its significance for the legal profession.

My last article, From Centaurs To Cyborgs: Our evolving relationship with generative AI, explained that you should expect the unexpected when using generative AI. It also promised that use of sound hybrid prompt engineering methods, such as the Centaur and Cyborg methods, would bring more delight than fright. The Working Paper provides solid evidence of that claim. It reports on a scientific study conducted by AI experts, work experts and experimental scientists. They tested 244 consultants from the Boston Consulting Group (“BCG”). The Working Paper, although still in draft form, shares the key data from the experiment. Appendix E of the Working Paper discusses the conceptual model of the Centaur and Cyborg methods of AI usage, which I wrote about in From Centaurs To Cyborgs.

Harvard, Wharton, Warwick, MIT and BCG Experiment

This was an impressive scientific experiment involving a very large research group. The co-authors of the Working Paper are: Harvard’s Fabrizio Dell’AcquaEdward McFowland III, and Karim Lakhani; Warwick Business School’s Hila Lifshitz-Assaf; Wharton’s Ethan Mollick; and MIT’s Katherine Kellogg. Further, Saran RajendranLisa Krayer, and François Candelon ran the experiment on the BCG side. The generative AI used and tested here was ChatGPT4 (April 2023 version with no special training). For more background and detail on the Working Paper see the video lecture by Professor Ethan Mollick to Stanford students, Navigating the Jagged Technological Frontier.” (details of experiment set up starting at 18:15).

The 244 high-level BCG consultants were a diverse group who volunteered from offices around the world. They dedicated substantial time performing the 18 assigned tasks under the close supervision of the Working Paper author-scientists. Try getting that many lawyers in a global law firm to do the same.

The experiment included several important control groups and other rigorous experimental controls. The primary control was the unfortunate group of randomly selected BCG consultants who were not given ChatGPT4. They had to perform a series of assigned tasks in their usual manner, with computers of course, but without a generative AI tool. The control group comparisons provide strong evidence that use of AI tools on appropriate consulting tasks significantly improve both quality and productivity.

That qualification of “appropriate tasks” is important and involves another control group of tasks. The scientists designed, and included in the experiment, work tasks that they knew could not be done well with the help of AI, that is, not without extensive guidance, which was not provided. They knew that although these tasks were problematic for ChatGPT4, they could be done, and done well, without the use of AI. Working Paper at pg. 13. Pretty devious type of test for the poor guinea pig consultants. The authors called the tasks assigned that they knew to be beyond ChatGPT4’s then current abilities to be work “beyond the jagged technological frontier.” In the authors’ words:

Our results demonstrate that AI capabilities cover an expanding, but uneven, set of knowledge work we call a “jagged technological frontier.” Within this growing frontier, AI can complement or even displace human work; outside of the frontier, AI output is inaccurate, less useful, and degrades human performance. However, because the capabilities of AI are rapidly evolving and poorly understood, it can be hard for professionals to grasp exactly what the boundary of this frontier might be at a given. (sic)

Working Paper at pg. 1.

The improvement in quality for tasks appropriate for GPT4 – work tasks inside the frontier – was remarkable, overall 40%, although somewhat inconsistent between sub-groups as will be explained. Productivity also went up, although to a lesser degree. There was no increase in quality or productivity for workers trying to use GPT4 for tasks beyond the AI’s ability, those outside the frontier. In fact, when GPT4 was used for those outside tasks, the answers of the AI assisted consultants were 19% less likely to be correct. That is an important take-away lesson for legal professionals. Know what LLMs can do reliably, and what they cannot.

The scientists who designed these experiments themselves had difficulty coming up with work tasks that they knew would be outside ChatGPT4’s abilities:

In our study, since AI proved surprisingly capable, it was difficult to design a task in this experiment outside the AI’s frontier where humans with high human capital doing their job would consistently outperform AI.

Working Paper at pg. 19. It was hard, but the business experts finally came up with a consulting task that would make little ChatGPT4 look like a dunce.

The authors were obtuse in this draft report about the specific tasks “outside the frontier” used in the tests and I hope this is clarified, since it is very important. But it looks like they designed an experiment where consultants with ChatGPT4 would use it to analyze data in a spreadsheet and omit important details found only in interviews with “company insiders.” The AI and consultants relying on the AI were likely to miss important details in the interviews and so make errors in recommendations. To quote the Working Paper at page 13:

To be able to solve the task correctly, participants would have to look at the quantitative data using subtle but clear insights from the interviews. While the spreadsheet data alone was designed to seem to be comprehensive, a careful review of the interview notes revealed crucial details. When considered in totality, this information led to a contrasting conclusion to what would have been provided by AI when prompted with the exercise instructions, the given data, and the accompanying interviews.

In other words, it looks like the Working Paper authors designed tasks where they knew ChatGPT4 would likely make errors and gloss over important details in interview summaries. They knew that the human-only expert control group would likely notice the importance of these details in the interviews and so make better recommendations in their final reports. Working Paper, Section 3.2 – Quality Disruptor – Outside the frontier at pages 13-15.

This is comparable to an attorney relying solely on ChatGPT4 to study a transcript of a deposition that they did not take or attend, and ask GPT4 to summarize it. If the attorney only reads the summary, and the summary misses key details, which is known to happen, especially in long transcripts and where insider facts and language are involved, then the attorney can miss key facts and make incorrect conclusions. This is a case of over-delegation to an AI, past the jagged frontier. Attorneys should read the transcript, or have been at the deposition and so recall key insider facts, and thereby be in a position to evaluate the accuracy and completeness of the AI summary. Trust but verify.

The 19% decline in performance for work outside the frontier is a big warning flag to be careful, to go slow at first and know what generative AI can and cannot do well. See: Losey, From Centaurs To Cyborgs (4/24/24). Humans must remain the loop for many of the tasks of complex knowledge work.

Still, the positive findings of increased quality and productivity for appropriate tasks, those within the jagged frontier, are very encouraging to workers in the consulting fields, including attorneys. This large experiment on volunteer BCG guinea pigs provides the first controlled experimental evidence of the impact of ChatGPT4 on various kinds of consulting work. It confirms the many ad hoc reports that generative AI allows you to improve both the quality and productivity of your work, faster and better. You just have to know what you are doing, know the jagged line, and intelligently use both Centaur and Cyborg type methods.

Appendix E of the Working Paper discusses these methods. To quote from Appendix E – Centaur and Cyborg Practices:

By studying the knowledge work of 244 professional consultants as they used AI to complete a realworld, analytic task, we found that new human-AI collaboration practices and reconfigurations are emerging as humans attempt to navigate the jagged frontier. Here, we detail a typology of practices we observed, which we conceptualize as Centaur and Cyborg practices.

Centaur behavior. … Users with this strategy switch between AI and human tasks, allocating responsibilities based on the strengths and capabilities of each entity. They discern which tasks are best suited for human intervention and which can be efficiently managed by AI. From a frontier perspective, they are highly attuned to the jaggedness of the frontier and not conducting full sub-tasks with genAI but rather dividing the tasks into sub-tasks where the core of the task is done by them or genAI. Still, they use genAI to improve the output of many sub-tasks, even those led by them.

Cyborg behavior. … Users do not just have a clear division of labor here between genAI and themselves; they intertwine their efforts with AI at the very frontier of capabilities. This manifests at the subtask level, when for an external observer it might even be hard to demarcate whether the output was produced by the human or the AI as they worked tightly on each of the activities related to the sub task.

As discussed at length in my many articles on generative AI, close supervision and verification is required from most of the work by legal professionals. It is an ethical imperative. For instance, no new case found by AI should ever be cited without human verification. The Working Paper calls this blurred division of labor Cyborg behavior.

Excerpts from the Working Paper

Here are a few more excerpts from the Working Paper and a key chart. Readers are encouraged to read the full report. The details are important, as the outside the frontier tests showed. I begin with a lengthy quote from the Abstract. (The image inserted is my own, generated using my GPT for Dall-E, Visual Muse: illustrating concepts with style.)

In our study conducted with Boston Consulting Group, a global management consulting firm, we examine the performance implications of AI on realistic, complex, and knowledge-intensive tasks. The pre-registered experiment involved 758 consultants comprising about 7% of the individual contributor-level consultants at the company. After establishing a performance baseline on a similar task, subjects were randomly assigned to one of three conditions: no AI access, GPT-4 AI access, or GPT-4 AI access with a prompt engineering overview.

We suggest that the capabilities of AI create a “jagged technological frontier” where some tasks are easily done by AI, while others, though seemingly similar in difficulty level, are outside the current capability of AI.

For each one of a set of 18 realistic consulting tasks within the frontier of AI capabilities, consultants using AI were significantly more productive (they completed 12.2% more tasks on average, and completed tasks 25.1% more quickly), and produced significantly higher quality results (more than 40% higher quality compared to a control group). Consultants across the skills distribution benefited significantly from having AI augmentation, with those below the average performance threshold increasing by 43% and those above increasing by 17% compared to their own scores.

For a task selected to be outside the frontier, however, consultants using AI were 19 percentage points less likely to produce correct solutions compared to those without AI. Further, our analysis shows the emergence of two distinctive patterns of successful AI use by humans along a spectrum of human-AI integration. One set of consultants acted as “Centaurs,” like the mythical half-horse/half-human creature, dividing and delegating their solution-creation activities to the AI or to themselves. Another set of consultants acted more like “Cyborgs,” completely integrating their task flow with the AI and continually interacting with the technology.

Key Chart Showing Quality Improvements

The key chart in the Working Paper is Figure 2, found at at pages 9 and 28. It shows the underlying data of quality improvement. In the words of the Working Paper:

Figure 2 uses the composite human grader score and visually represents the performance distribution across the three experimental groups, with the average score plotted on the y-axis. A comparison of the dashed lines and the overall distributions of the experimental conditions clearly illustrates the significant performance enhancements associated with the use of GPT-4. Both AI conditions show clear superior performance to the control group not using GPT-4.

The version of the chart shown below has additions by one of the coauthors, Professor Ethan Mollick (Wharton), who put the red arrow comments not found in the published version. (Note the “y-axis” in the chart is the vertical scale labeled “Density.” In XY charts “Density” generally refers to distribution of variables, i.w. probability of data distribution. The horizontal “x-axis: is the overall quality performance measurement.)

Professor Mollick provides this helpful highlight of the main findings of the study, both quality and productivity:

[F]or 18 different tasks selected to be realistic samples of the kinds of work done at an elite consulting company, consultants using ChatGPT-4 outperformed those who did not, by a lot. On every dimension. Every way we measured performance. Consultants using AI finished 12.2% more tasks on average, completed tasks 25.1% more quickly, and produced 40% higher quality results than those without. Those are some very big impacts.

Centaurs and Cyborgs on the Jagged Frontier, (One Useful Thing, 9/16/23).

Preliminary Analysis of the Working Paper

I was surprised at first to see that the quality of the “some additional training group” did not go up more than the approximate 8% shown in the chart. In digging deeper I found a YouTube video by Professor Mollick on this study where he said at 19:14 that the training, which he created, only consisted of a five to ten minute seminar. In other words, very cursory and yet it still had an impact on performance.

Another thing to emphasize about the study is how carefully the tasks for the tests were selected and how realistic the challenges were. Again, here is a quote from Ethan Mollick‘s excellent article. Centaurs and Cyborgs on the Jagged Frontier, (One Useful Thing, 9/16/23). Also see Mollick’s interesting new book, Co-Intelligence: Living and Working with AI (4/2/24).

To test the true impact of AI on knowledge work, we took hundreds of consultants and randomized whether they were allowed to use AI. We gave those who were allowed to use AI access to GPT-4 . . . We then did a lot of pre-testing and surveying to establish baselines, and asked consultants to do a wide variety of work for a fictional shoe company, work that the BCG team had selected to accurately represent what consultants do. There were creative tasks (“Propose at least 10 ideas for a new shoe targeting an underserved market or sport.”), analytical tasks (“Segment the footwear industry market based on users.”), writing and marketing tasks (“Draft a press release marketing copy for your product.”), and persuasiveness tasks (“Pen an inspirational memo to employees detailing why your product would outshine competitors.”). We even checked with a shoe company executive to ensure that this work was realistic – they were. And, knowing AI, these are tasks that we might expect to be inside the frontier.

Most of the tasks listed for this particular test do not seem like legal work, but there are several general similarities. For example, the creative task of brainstorming of new ideas, the analytical tasks and the persuasiveness tasks. Legal professionals do not write inspirational memos to employees, like BCG consultants, but we do write memos to judges trying to persuade them to rule in our favor.

Another surprising finding of the Working Paper is that use of ChatGPT by BCG consultants on average reduced the range of ideas that the subjects generated. This is shown in the below Figure 1.

Figure 1. Distribution of Average Within Subject Semantic Similarity by experimental condition: Group A (Access to ChatGPT), Group B (Access to ChatGPT + Training), Group C (No access to ChatGPT), and GPT Only (Simulated ChatGPT Sessions).

We also observe that the GPT Only group has the highest degree of between semantic similarity, measured across each of the simulated subjects. These two results taken together point toward an interesting conclusion: the variation across responses produced by ChatGPT is smaller than what human subjects would produce on their own, and as a result when human subjects use ChatGPT there is a reduction in the variation in the eventual ideas they produce. This result is perhaps surprising. One would assume that ChatGPT, with its expansive knowledge base, would instead be able to produce many very distinct ideas, compared to human subjects alone. Moreover, the assumption is that when a human subject is also paired with ChatGPT the diversity of their ideas would increase.

While Figure 1 indicates access to ChatGPT reduces variation in the human-generated ideas, it provides no commentary on the underlying quality of the submitted ideas. We obtained evaluations of each subject’s idea list along the dimension of creativity, ranging from 1 to 10, and present these results in Table 1. The idea lists provided by subjects with access to ChatGPT are evaluated as having significantly higher quality than those subjects without ChatGPT. Taken in conjunction with the between semantic similarity results, it appears that access to ChatGPT helps each individual construct higher quality ideas lists on average; however, these ideas are less variable and therefore are at risk of being more redundant.

So there is hope for creative brainstormers, at least with GPT4 level of generative AI. Generative AI is clearly more redundant than humans. As quoted in my last article, Professor Mollick says they are a bit homogenous and same-y in aggregate. Losey, From Centaurs To Cyborgs: Our evolving relationship with generative AI (04/24/24). Great phrase that ChatGPT4 could never have come up with.

Also see: Mika Koivisto and Simone Grassini, Best humans still outperform artificial intelligence in a creative divergent thinking task (Nature, Scientific Reports, 2/20/24) (“AI has reached at least the same level, or even surpassed, the average human’s ability to generate ideas in the most typical test of creative thinking. Although AI chatbots on average outperform humans, the best humans can still compete with them.“); Losey, ChatGPT-4 Scores in the Top One Percent of Standard Creativity Tests (e-Discovery Team, 7/21/23) (“Generative Ai is still far from the quality of the best human artists. Not yet. … Still, the day may come when Ai can compete with the greatest human creatives in all fields. … More likely, the top 1% in all fields will be humans and Ai working together in a hybrid manner.”).

AI As a ‘Skill Leveler’

As mentioned, the improvement in quality was not consistent between subgroups. The consultants with the lowest pre-AI tests scores improved the most with AI. They became much better than they were before. The same goes for the middle of the pack pre-AI scorers. They also improved, but by a lesser amount. The consultants at the top end of pre-AI scores also improved, but by an even smaller amount than those behind them. Still, with their small AI improvements, the pre-AI winners maintained their leadership. The same consulting experts still outscored everyone. No one caught up with them. What are the implications of this finding on future work? On training programs? On hiring decisions?

Here is Professor Ethan Mollick’s take on the significance of this finding.

It (AI) works as a skill leveler. The consultants who scored the worst when we assessed them at the start of the experiment had the biggest jump in their performance, 43%, when they got to use AI. The top consultants still got a boost, but less of one. Looking at these results, I do not think enough people are considering what it means when a technology raises all workers to the top tiers of performance. It may be like how it used to matter whether miners were good or bad at digging through rock… until the steam shovel was invented and now differences in digging ability do not matter anymore. AI is not quite at that level of change, but skill leveling is going to have a big impact.

Ethan Mollick, Centaurs and Cyborgs on the Jagged Frontier: I think we have an answer on whether AIs will reshape work (One Useful Thing, 9/16/23).

My only criticism of Professor Mollick’s analysis is that it glosses over the differences that remained after AI between the very best, and the rest. In the field I know, law, not business consulting, the differences between the very good, the B or B+ lawyers, and great lawyers, the A or A+, is still very significant. All attorneys with skill levels in the B – A+ range can legitimately be considered top tier legal professionals, especially as compared to the majority of lawyers in the average and below average range. But the impact of these skill differences on client services can still be tremendous, especially in matters of great complexity or importance. Just watch when two top tier lawyers go against each another in court, one good and one truly great.

Further Analysis of Skill Leveling

What does the leveling phenomena of “average becoming good” mean to the future of work? Does it mean that every business consultant with ChatGPT will soon be able to provide top tier consulting advice. Will every business consultant on the street with ChatGPT soon be able to “pen an inspirational memo to employees detailing why your product would outshine competitors“? Will their lower priced memos be just as good as top tier BCG memos? Is generative AI setting the stage for a new type of John Henry moment for knowledge workers, as Professor Mollick suggests? Will this near leveling of the playing field hold true for all types of knowledge workers, not only business consultants, but also doctors and lawyers?

To answer these questions it is important to note that the results in this first study on business consultant work does not show a complete leveling. Not all of the consultants became John Henry superstars. Instead, the study showed the differences continued, but were less pronounced. The gap narrowed, but did not disappear. The race only became more competitive.

Moreover, the names of the individual winners and also-rans remained the same. It is just that the “losers” (seems like too harsh a term) now did not “lose” by as much. In the race to quality the same consultants were still leading, but the rest of the pack was not as far behind. Everyone got a boost, even the best. But will this continue as AI advances? Or eventually will some knowledge workers do far better with the AI steam hammers or shovels than others, no matter where they started out? Moreover, under what circumstances, including pricing differentials, do consumers choose the good professionals who are not quite as good as those on the medalist stand?

The study results show that the pre-AI winners, those at the very top of their fields before the generative AI revolution, were able to use the new AI tools as well as the others. For that reason, their quality and productivity was also enhanced. They still remained on top, still kept their edge. But in the future, assuming AI gets better, will that edge continue? Will there be new winners and also-rans? Or eventually will everyone tie for first, at least in so far as quality and productivity are concerned? Will all knowledge workers end up the same, all equal in quality and productivity.

That seems unlikely, no matter how good AI gets. I cannot see this happening anytime soon, at least in the legal field. (I assume the same is also true for the medical field.) In law the analysis and persuasion challenges are far greater than those in most other knowledge fields. The legal profession is far too complex for AI to create a complete leveling of performance, at least not in the foreseeable future. I expect the differentials among medical professionals will also continue.

Moreover, although not studied in this report, it seems obvious that some legal workers will become far better at using AI than others. In this first study of business consultants, all started on the same level of inexperience using generative AI. Only a few were given training. The training provided, only five to ten minutes, was still enough to move the needle. The control group with this almost trivial amount of training did perform better, although not enough to close the gap.

With significant training, or experience, the improvements should be much greater. Maybe quality will increase by 70%, instead of the 40% we saw with little or no training. Maybe productivity will increase by at least 50%, instead of just 12%. That is what I would expect based on my experience with lawyers since 2012 using predictive coding. After lawyer skill-sets develop for use of generative AI, all of the performance metrics may soar.

Conclusion

In this experiment where some professionals were given access to ChatGPT4 and some were not, a significant, but not complete leveling of performance was measured. It was not a complete leveling because the names at the very top of the leaderboard of quality and productivity remained the same. I believe this is because the test subjects were all ChatGPT virgins. They had not previously learned prompt engineering methods, even the beginning basics of Centaur or Cyborg approaches. It was all new to them.

As part of the experiment some were given ten minutes of basic training in prompt engineering and some were given none. In the next few years some professionals will receive substantial GPT training and attain mastery of the new AI tools. Many will not. When that happens, the names on the top of the leaderboard will likely change, and change dramatically.

History shows that times of great change are times of opportunity. The deck will be reshuffled. Who will learn and readily adapt to the AI enhancements and who will not? Which corporations and law firms will prosper in the age of generative AI, and which will fail? The only certainty here is the uncertainty of surprising change.

In the future every business may well have access to top tier business consultants. All may be able to pen an inspirational memo to employees. But will this near leveling between the best, and the rest, have the same impact on the legal profession? The medical profession? I think not. Especially as some in the profession gain skills in generative AI much faster than others. The competition between lawyers and law firms will remain, but the names on the top of the leader board will change.

From a big picture perspective the small differentials between good and great lawyers are not that important. Of far greater importance is the likely social impact of the near leveling of lawyers. The gain in skills of the vast majority of lawyers will make it possible, for the first time, for high quality legal services to become available to all.

Consumer law and other legal services could become available to everyone, at affordable rates, and without a big reduction in quality. In the future, as AI creates a more level playing field, the poor and middle class will have access to good lawyers too. These will be affordable good lawyers who, when ethically assisted by AI, are made far more productive. This can be accomplished by responsible use of AI. This positive social change seems likely. Equal justice for all will then become a common reality, not just an ideal.

Ralph Losey Copyright 2024. All Rights Reserved.


From Centaurs To Cyborgs: Our evolving relationship with generative AI

April 24, 2024

Centaurs are mythological creatures with a human’s upper body, and a horse’s lower body. They symbolize a union of human intellect and animal strength. In AI technology, Centaurs refers to a type of hybrid usage of generative AI that combines human and AI capabilities. It does so by maintaining a clear division of labor between the two, like a centaur’s divided body. The Cyborgs by contrast have no such clear division and the human and AI tasks are closely intertwined.

A centaur method is designed so there is one work task for the human and another for the AI. For example, creation of a strategy is typically a task done by the human alone. It is separate task for the AI to write an explanation of the strategy devised by the human. The lines between the tasks are clear and distinct, just like the dividing line between the human and horse in a Centaur.

This concept is shown by the above image. It was devised by Ralph Losey and then generated by his AI ChatGPT4 model, Visual Muse. The AI had no part in devising the strategy and no part in the idea of putting the image of a Centaur here. It was also Ralph sole idea to have the human half appear in robotic form and to use a watercolor style of illustration. The AI’s only task was to generate the image. That was the separate task of the AI. Unfortunately, it turns out AI is not good at making Centaurs, especially ones with a robot top, instead of a human head, like the following image.

It made this image after only a few tries. But the first image of the Centaur with a robot top was a struggle. I can usually generate the image I have in mind, often even better than what I first conceived, in just a few prompts. But here, with a half robot Centaur, it took 118 attempts to generate the desired image! I tried many, many different prompts. I even used two different image generative programs, Dall-E and Midjourney. I tried 96 times with Midjourney (it generates fast) and never could get it to make a Centaur with a robot top half. But it did make quite a few funny mistakes, and a few scary ones too. Shown below are a few of the 117 AI bloopers. I note that overall Dall-E did much better that Midjourney, which never did seem to “get it.” The one Dall-E example of a blooper is bottom right, pretty close. The rest are all by Midjourney. I especially like the robot head on the butt of the the sort-of robot horse. It is the bass-ackwards version of what I requested!

After 22 tries with Dall-E I finally got it to make the image I wanted.

The point of this story is that the Centaur method failed to make the Centaur. I was forced to work very closely and directly with the AI to get the image I wanted, I was forced to switch to the Cyborg method. I did not want to, but the Cyborg method was the only way I could get the AI to make a Centaur with a robotic top. Back and forth I went, 118 times. The irony is clear. But there is a deeper lesson here that emerged from the frustration, which I will come back to in the conclusion.

Background on the Centaur and Cyborg as Images of Hybrid Computer Use

The idea to use the Centaur symbol to describe an AI method is credited to chess grand master, Garry Kasparov. He is famous in AI history for his losing battle in 1997 with IBM’s Deep Blue, He retired from chess competition immediately thereafter. Kasparov returned a few years later with computer in hand, with the idea that man and computer could beat any computer alone. It worked, a redemption of sorts. Kasparov ended up calling this Centaur team chess, where human-machine teams play each other online. It is still actively played today. Many claim it is still played at a level beyond that of any supercomputer today, although this is untested. See e.g. The Real Threat From ChatGPT Isn’t AI…It’s Centaurs (PCGamer, 2/13/23).

The use of the term Centaur was expanded and explained by Harvard Professor, Soroush Saghafian, in his article Effective Generative AI: The Human-Algorithm Centaur (Harvard DASH, 10/2023). He explains the hybrid relationship as one where the unique powers of intuition of humans are added to those of artificial intelligence. In a medical study he did at his Harvard lab with the Mayo Clinic they analyzed the results of doctors using LLM AI in a centaur-type model. The goal was to try to reduce readmission risks for a patients who underwent organ transplants.

We found that combining human experts’ intuition with the power of a strong machine learning algorithm through a human-algorithm centaur model can outperform both the best algorithm and the best human experts. . . .

In this article, we focus on recent advancements in Generative AI, and especially in Large Language Models (LLMs). We first present a framework that allows understanding the core characteristics of centaurs. We argue that symbiotic learning and incorporation of human intuition are two main characteristics of centaurs that distinguish them from other models in Machine Learning (ML) and AI. 

Id. at pg. 2  

The Cyborg model is a slightly different in that man and machine work even more closely together. The concept of a cyborg, a mechanical man, also has its origins with the ancient Greek myths: Talos. He was supposedly a giant bronze mechanical man built by Hephaestus, the Greek god of invention, blacksmithing and volcanos. The Roman equivalent God was Vulcan, who was supposedly ugly, but there are no stories of his having pointy ears. You would think that techies might seize upon the name Vulcan, or Talos, to symbolize the other method of hybrid AI use, where tasks are closely connected. But they did not, they went with the much more modern day term – Cyborg.

The word was first coined in 1960 (before StarTrek) by two dreamy AI scientists who combined the root words CYBernetic and ORGanism to describe a being with both organic and biomechatronic body parts. Here is Ralph Losey’s image of a Cyborg, which, again ironically, he created quickly with a simple Centaur method in just a few tries. Obviously the internet, which trained these LLM AIs, has many more cyborg-like android images than centaurs.

More On the Cyborg Method

The Cyborg method supposedly has no clear cut divisions between human and AI work, like the Centaur. Instead, Cyborg work and tasks are all closely related, like a cybernetic organism. People and ChatGPTs usual say that the Cyborg approach involves a deep integration of AI into the human workflow. The goal is a blend where AI and human intelligences constantly interact and complement each other. In contrast to the Centaur method, the Cyborg does not distinctly separate tasks between AI and humans. For instance, in Cyborg a human might start a task, and AI might refine or advance it, or vice versa. This approach is said to be particularly valuable in dynamic environments where continuous adaptation and real-time collaboration between human and AI are crucial. See e.g. Center for Centaurs and Cyborgs OpenAI GPT version (Free GPT version by Community Builder that we recommend. Try asking it more about Cyborgs and Centaurs). Also see: Emily Reigart, A Cyborg and a Centaur Walk Into an Office (NAB Amplify, 9/24/23); Ethan Mollick, Centaurs and Cyborgs on the Jagged Frontier: I think we have an answer on whether AIs will reshape work (One Useful Thing, 9/16/23).

Ethan Mollick is a Wharton Professor who is heavily involved with hands-on AI research in the work environment. To quote the second to last paragraph of his article (emphasis added):

People really can go on autopilot when using AI, falling asleep at the wheel and failing to notice AI mistakes. And, like other research, we also found that AI outputs, while of higher quality than that of humans, were also a bit homogenous and same-y in aggregate. Which is why Cyborgs and Centaurs are important – they allow humans to work with AI to produce more varied, more correct, and better results than either humans or AI can do alone. And becoming one is not hard. Just use AI enough for work tasks and you will start to see the shape of the jagged frontier, and start to understand where AI is scarily good… and where it falls short.

Asleep at the Wheel

Obviously, falling asleep at the wheel is what we have seen in the hallucinating AI fake citations cases. Mata v. Avianca, Inc., 22-cv-1461 (S.D.N.Y. June 22, 2023) (first in a growing list of sanctioned attorney cases). Also see: Park v. Kim, 91 F.4th 610, 612 (2d Cir. 2024). But see: United States of America v. Michael Cohen (SDNY, 3/20/24) (Cohen’s attorney not sanctioned. “His citation to non-existent cases is embarrassing and certainly negligent, perhaps even grossly negligent. But the Court cannot find that it was done in bad faith.”)

These lawyers were not only asleep at the wheel, they had no idea what they were driving, nor that they needed a driving lesson. It is not surprising they crashed and burned. It is like the first automobile drivers who would instinctively pull back on the steering wheel in an emergency to get their horses to stop. That may be the legal profession’s instinct as well, to try to stop AI, to pull back from the future. But it is shortsighted, at best. The only viable solution is training and, perhaps, licensing of some kind. These horseless buggies can be dangerous.

Skilled legal professionals who have studied prompt engineering, either methodically or through a longer trial and error process, write prompts that lead to fewer mistakes. Strategic use of prompts can significantly reduce the number and type of mistakes. Still, surprise errors by generative AI cannot be eliminated altogether. Just look at the trouble I had generating a half robot Centaur. LLM language and image generators are masters of surprise. Still, with hybrid prompting skills the surprise results typically bring more delight than fright.

That was certainly the case in a recent study by Professor Ethan Mollick and several others on the impact of AI hybrid work. Navigating the Jagged Technological Frontier: Field Experimental Evidence of the Effects of AI on Knowledge Worker Productivity and Quality (Harvard Business School, Working Paper 24-013). I will write a full article on this soon. As a quick summary, researchers from multiple schools collaborated with the Boston Consulting Group and found a surprisingly high increase in productivity by consultants using AI. The study was based on controlled tests of a AI hybrid team approach to specific consulting work tasks. The results also showed that, even though the specific work tasks tested were performed much faster, the quality was maintained, and for some consultants, increased significantly.

Although we do not have a formal study yet to prove this, it is the supposition of most everyone in the legal profession that is now using AI, that lawyers can also improve productivity and maintain quality. Of course, careful double-checking of AI work product is required to catch errors to maintain quality. This applies not only the obvious case hallucinations, but also to what Professor Mollick called AI’s tendency to be “homogenous and same-y in aggregate” writing. Also See: Losey, Stochastic Parrots: How to tell if something was written by an AI or a human? (common “tell” words used way too often by generative AIs). Lawyers who use AI attentively, without over-delegation to AI, can maintain high quality work, meet all of their ethical duties, and still increase productivity.

The hybrid approach to use of generative AI, both Centaur and Cyborg, have been shown to significantly enhance consulting work. Many legal professionals using AI are seeing the same results in legal work. Lawyers using AI properly can significantly increase productivity and maintain quality. For most of the Boston Consulting Group consultants tested, their quality of work actually went up. There were, however, a few exceptional outliers whose test quality was already at the top. The AI did not make the work of these elite few any better. The same may be true of lawyers.

Transition form Centaur to Cyborg

Experience shows that lawyers who do not use AI properly, typically by over-delegation and inadequate supervision, may increase productivity, but do so at the price of increased negligent output. That is too high a price. Moreover, legal ethics, including Model Rule 1.1, requires competence. I conclude, along with most everyone in the legal profession, that stopping the use of AI by lawyers is futile, but at the same time, we should not rush into negligent use of this powerful tool. Lawyers should go slow and delegate to AI on a very limited basis at first. That is the Centaur approach. Again, like most everyone else, my opinion is to start slow and begin to use AI in a piecemeal fashion. For that reason you should begin now and avoid death by committee, or as lawyers like to call it, paralysis by analysis.

Then, as your experience and competence grows, slowly increase your use of generative AI and experiment with applying it to more and more tasks. You will start to be more Cyborg like. Soon enough you will have the AI competitive edge that so many outside experts over-promise.

Vendors and outside experts can be a big help in implementing generative AI, but remember, this is your legal work. For software, look at the subscription license terms carefully. Note any gaps between what marketing promises and the superseding agreements deliver. Pick and choose your generative AI software applications carefully. Use the same care in picking the tasks to begin to implement official AI usage. You know your practice and capabilities better than any outside expert offering cookie-cutter solutions.

Use the same care and intelligence in selecting the best, most qualified people in your firm or group to train and investigate possible purchases. Here the super-nerds should rule, not the powerful personalities, nor even necessarily the best attorneys. New skill sets will be needed. Look for the fast learners and the AI enthusiasts. Start soon, within the next few months.

Conclusion

According to Wharton Professor Ethan Mollick, secret use and false claims of personal work product have already begun in many large corporations. In his YouTube at 53:30 he shares a funny story of a friend in a big bank. She secretly uses AI all of the time to do her work. Ironically, she was the person selected to write a policy to prohibit the use of AI. She did as requested, but did not want to be bothered to do it herself, so she directed a GPT on her personal phone do it. She sent the GPT written policy prohibiting use of GPTs to her corporate email account and turned it in. The clueless boss was happy, probably impressed by how well it was written. Mollick claims that secret, unauthorized use of AI in big corporations is widespread.

This reminds me of the time I personally heard the GC of a big national bank, now defunct, proudly say that he was going to ban the use of email by his law department. We all smiled, but did not say no to mister big. After he left, we LOL’ed about the dinosaur for weeks. Decades later I still remember it well.

So do not be foolish or left behind. Proceed expeditiously, but carefully. Then you will know for yourself, from first-hand experience, the opportunities and the dangers to look out for. And remember, no matter what any expert may suggest to the contrary, you must always supervise the legal work done in your name.

There is a learning curve in the careful, self-knowledge approach, but eventually the productivity will kick in, and with no loss of quality, nor embarrassing public mistakes. For most professionals, there should also be an increase in quality, not just quantity or speed of performance. In some areas of practice, there may be both a substantial improvement in productivity and quality. It all depends on the particular tasks and the circumstances of each project. Lawyers, like life, are complex and diverse with ever changing environments and facts.

My image generation failure is a good example. I expected a Centaur like delegation to AI would result in a good image of a Centaur with a robotic top half. Maybe I would need to make a few adjustments and tries, but I never would have guessed I would have to make 118 attempts before I got it right. My efforts with Visual Muse and Midjourney are typically full of pleasant surprises, with only a few frustrating failures. (Although the failure images are sometimes quite funny.) So I was somewhat surprised to have to spend an hour to bring my desired cyber Centaur to life. Somewhat, but not totally surprised. I know from experience that just happens sometimes with generative AI. It is the nature of the beast. Some uncertainty is a certainty.

As is often the case, the hardship did lead to a new insight into the relationship between the two types of hybrid AIs — Centaur and Cyborg. I realized they are not a duality, but more of a skill-set evolution. They have different timings, purposes and require different prompting skill levels. On a learning curve basis, we all start as Centaurs. With experience we slowly become more Cyborg like. We can step in with close Cyborg processes when the Centaur approach does not work well for some reason. We can cycle in and out between the two hybrid approaches.

There is a sequential reality to first use. Our adoption of generative AI should begin slowly, like a Centaur, not a Cyborg. It should be done with detachment and separation into distinct, easy tasks. Also you should start with the most boring repetitive tasks first. See eg. Ralph Losey’s GPT model, Innovation Interviewer (work in progress, but available at the ChatGPT store).

Our mantra as a beginner Centaur should be a constant whisper of trust, but verify. Check the AI work, learn the mistakes and impose policy and procedures to guard against them. That is what good Centaurs do. But as personal and group expertise grows, the hybrid relations will naturally grow stronger. We will work closer and closer with AI over time. It will be safe and ethical to speed up because we will learn its eccentricities, its strengths and weaknesses. We will begin to use AI in more and more work tasks. We will slowly, but surely, transform into a cyborg work style. Still, as legal professionals, our work will be ever mindful of our duties to client and courts.

More machine attuned than before, we will become like Cyborgs, but still remain human. We will step into a Cyborg mind-set to get the job done, but will bring our intuition, feelings and other special human qualities with us.

I agree with Ray Kurzweil that we will ultimately merge with AI, but disagree that it will come by nanobots in your blood or other physical alterations. I think it is much more likely to come from wearables, such as special glasses and AI connectivity devices. It will be more like the 2013 movie HER, which is Sam Altman’s favorite, with an AI operating system and constant companion cell-phone (the inseparable cell phone part has already come true). It will, I predict, be more like that, than the wearables shown in the Avengers movies, the Tony Stark flying Iron Man suit.

But probably it will look nothing like either of those Hollywood visions. The real future has yet to be invented. It is in your hands.

Ralph Losey Copyright 2024. — All Rights Reserved


Stochastic Parrots: the hidden bias of large language model AI

March 25, 2024

AI video written and directed by Ralph Losey.

Article Underlying the Video. The seminal article on the dangers of relying on stochastic parrots was written in 2021, On the Dangers of Stochastic Parrots: Can Language Models Be Too Big? (FAccT ’21, 3/1/21) by a team of AI experts, Emily M. Bender, Timnit Gebru, Angelina McMillan-Major and Margaret Mitchell. This article arose out of the 2021 Conference of the Association for Computing Machinery (ACM) on Fairness, Accountability, and Transparency (ACM Digital Library).

Transcript of Video

GPTs do not think anything like we do.  They just parrot back pre-existing human word patterns with no actual understanding. The words generated by a GPT in response to prompts is sometimes called, speech by a stochastic parrot!  

According to the Oxford dictionary, Stochastic  is an adjective meaning “randomly determined;  having a random probability distribution or pattern that may be analyzed statistically but may not be predicted precisely.”

Wikipedia explains stochastic is derived from the ancient Greek word, stókhos,  meaning ‘aim or guess’ and today refers to “the property of being well-described by a random probability distribution.” 

Wikipedia also explains the meaning of a stochastic parrot.

In machine learning, the term stochastic parrot is a metaphor to describe the theory that large language models, though able to generate plausible language, do not understand the meaning of the language they process.

The stochastic parrot characteristics are a source of concern when it comes to the fairness and bias of GPT speech.  That is because the words the GPTs are trained on, that they parrot back to you in clever fashion, come primarily from the internet. We all know how  messy and biased that source is.  

In the words of one scholar, Ruha Benjamin, “Feeding AI systems on the world’s beauty, ugliness, and cruelty, but expecting it to reflect only the beauty is a fantasy.

Keep both of your ears wide open.  Talk to the AI parrot on your shoulder, for sure, but keep your other ear alert. It is dangerous to only listen to a stochastic parrot, no matter how smart it may seem.

The subtle biases of  GPTs can be an even greater danger than the more obvious problems of AI errors and hallucinations.  We need to improve the diversity of the underlying training data,  the  curation of the data, and the Reinforcement Learning from Human Feedback, RLHF. It is not enough to just keep adding more and more data, as some contend.

This view was forcefully argued in 2021 in an article I recommend.  On the Dangers of Stochastic Parrots: Can Language Models Be Too Big? (FAccT ’21, 3/1/21) by AI ethics experts, Emily M. Bender, Timnit Gebru, Angelina McMillan-Major and Margaret Mitchell.

We need to do everything we can to make sure that AI is a tool for good, for fairness and justice,  not a tool for dictators, lies and oppression. 

Let’s keep the parrot’s advice safe and effective. For like it, or not, this parrot will be on our shoulders for many years to come! Don’t let it fool you! There’s more to life than the crackers that Polly wants!

Ralph Losey Copyright 2024. — All Rights Reserved


Plato and Young Icarus Were Right: do not heed the frightening shadow talk giving false warnings of superintelligent AI – Part One

December 5, 2023

Advanced intelligence from AI should be embraced, not feared. We should speed up AI development, not slow it down. We should move fast and fix things while we still can. Fly Icarus, fly! Your Dad was wrong.

Plato’s Allegory of the Cave and the Mere Shadow Story of the Traditional Icarus Myth

Plato rejected the old myths and religion of ancient Greece, including that of Daedalus and Icarus, to embrace reason and science. Ironically, this myth is now relied upon by contemporary scientists like Max Tegmark as propaganda to try to stop AI development. Icarus supposedly perished by using the wings invented by his father, Daedalus, when he tried to fly to the sun. In this discouraging tale, Icarus did not make it to the sun. This myth is of a son’s supposed hubris to ignore his father’s warning not to fly so high. The reliance today on this myth to instill fear of great progress is misplaced. Here I present an alternative ending in accord with Plato where the father is encouraging, and the son makes it to the sun. In my rewrite, Daedalus’ invention succeeds beyond his wildest dreams. Icarus bravely flys to the sun and succeeds. He attains superintelligence and safely returns home, transformed, well beyond the low IQ cave.

This alternative is inspired by Plato and his Allegory of the Cave, where he prompts Socrates to chat about a prisoner stuck his whole life in a cave. In this cave everyone mistakes for reality the shadows on the wall cast by a small fire. The cave in my mixed retelling represents limited human intelligence, unaugmented by AI superintelligence. Eventually, one person is able to escape the cave, here that is Icarus, and he is illuminated by the light of the Sun. He attains freedom and gains previously unimaginable insights into reality. He links with superintelligence. It is bravery, not hubris, to seek the highest goals of intellectual freedom.

The illustrations here express this theme in several artistic styles, primarily classical, impressionistic, digital and surrealistic. They were created using my GPT plugin, Visual Muse.

Image of successful Icarus in combined digital impressionistic style using Visual Muse.

The myth of Icarus, where the wings melt and he dies in his quest, is a fear-based story meant to scare children into obedience. The myth is ancient propaganda to maintain control and preserve the status quo, to con people into being satisfied with what they have and seek nothing better. It is disturbing to see the otherwise brilliant, MIT scientist, Max Tegmark, invoke this myth to conclude his recent Ted Talk. His speech tries to persuade people to fear superintelligent AI and support the slow down of development of AI, lest it kill us all! Tegmark preaches contentment with the AI we already have, that we must stop now, and not keep going to the sun of AGI and beyond. He speaks from his limited shadow knowledge as a frightened father of the AI Age. Relax Max, your children will make the journey no matter what you say. Youth is bold. Have confidence in the new AI you helped to invent.

Excerpt from How to Keep AI Under Control, Max Tegmark, TED Talk at 11:39-12:03

Like many others, I say we must keep going. After millennia of efforts and trust in reason, we must not lose our nerve now. We must fly all the way to the sun and return enlightened.

The reliance today on the failed invention myth of Icarus is misplaced. We should not stoke public fear of the unknown to prevent change. These arguments at the end of the careers of otherwise genius scientists like Max Tegmark are unworthy. They should remember the inspiration of their youth, when they boldly began to promote the wings of super intelligence.

Sadly, Geoffrey Hinson, the great academic who first invented the wings of generative AI, has also turned back on the brink of success. In 2023, as his wings finally took flight, he stopped work, left his position at Google and assumed the role of Casandra. Since the summer of 2023 he now only speaks of doom and gloom, if construction of his wings are completed. See e.g. “Godfather of AI” Geoffrey Hinton: The 60 Minutes Interview.

Neither one of these genius scientists seem to grasp the practical urgency of the world’s present needs. We cannot afford to wait. Civilization is falling and the environment is failing. We must move fast and fix things.

Plato was right to reject these fear based myths, to instead encourage progress and the brave journey to the bright light of reason. There is far more to fear from misguided human intelligence in the present, than from any superintelligence in the future.

Plato and Socrates teach us to embrace intelligence, to embrace the light, not fear it. Plato’s Allegory of the Cave is the cornerstone of Western Civilization, the culture that led to the inventions of AI. Plato teaches that:

  • Superstitious myths like Daedalus and Icarus are just the shadows on the cave wall.
  • We should reject the old gods of fear and embrace reason and dialogue instead. (Socrates was killed for that assertion.)
  • It is bravery, not hubris, to seek escape from the cave of dimwitted cultural consensus.
  • Human intelligence is but a dim firelight, and for that reason, our beliefs of reality, such as belief in “Terminator AIs,” are mere shadows on the wall.

Plato urged humans to escape their prison of limited intelligence and boldly leave the cave, to discover the Sun outside, to embrace superintelligence. See e.g. The Connection Between Plato’s Cave Allegory and Electronic Discovery Law.

Leaving Plato’s cave of limited, unaugmented human intelligence. Digital futuristic style image using Visual Muse.
Combined digital futurism and surrealistic fantasy style image of Plato’s Cave using Visual Muse.

The path of reason is open to all who grasp the clear and present dangers of the status quo, of continued life in the cave without the light of AGI. We should follow the guidance of Plato and Socrates, not that of the fearful shadow myth of Daedalus and Icarus. We should fly to the sun and embrace superintelligence, not shy away from it in fear. We should boldly go where no Man has gone before, find superintelligence, use it, merge with it and become one with the Sun. It will not burn, it will enlighten.

The guiding light of superintelligence is represented by the Sun in digital futurism style using Visual Muse.

Then, following Plato’s allegory, we will return back to the cave, still one with AGI, and speak with those imprisoned within, those blinded by their own human limitations. We will return to try to help them to escape, help them free themselves from shadow-based fears and drudgery, help them to see the light and link with super AI. We will return with hybrid AGI to help free mankind, not kill everyone as the shadows readers declare. They are afraid of their own shadows.

Speed Up AI Before It’s Too Late

Unfortunately, the speed up position expressed here is currently a minority view, but there are a few brave scientists willing to speak up and support the no-fear, accelerationist position. The image of Hermes, the Greek messenger god, known for his speed and cleverness, seems appropriate to many.

Hermes running to the Sun in Digital Futurism style using Visual Muse.

The stop or slow down AI development proponents are, in the opinion of many, very naive. It cannot be stopped. The militaries of the world are fearful of falling behind. Based on what I see the fear of super AI in the wrong hands is justified. Fear the people, not the tools.

Hermes in pencil sketch style using Visual Muse.

Moreover, the world is already such a mess, especially with the ongoing environmental damages, that we have no choice but to seek the help of advanced AI to help fix this. Move fast and fix things should be the new motto. The world is already broken. Adding more intelligence to the mix is likely to help, not make things worse. We need superintelligence to clean up the incredible mess created by human stupidities.

Like many others, I have sincere concerns about how we’re going to survive the coming years without the help of AGI. The train to world destruction has already left the station, we have no choice but to take whatever measures are necessary to try stop the train wreck. Future generations are depending upon us. No one can figure out how to do it now with the tools we have. We need new tools of superintelligence to help us to figure a way out.

Futuristic digital style image using Visual Muse of AI robots repairing environmental damage.

There are a number of other other reasons that it would be a mistake to slow down now, some of which will be addressed next through the word of other scientists who agree with the keep on accelerating position. But before I switch to their wisdom in Part Two of this article, I must point out another fundamental error made by some of the slow-downers. They seem guilty of thinking of AI as a creature, not a tool. Not only that, but they think of it as an immoral creature, which, although superintelligent, still thinks nothing of wiping out us puny humans. Oh, please. That is a fanciful misinterpretation of evolution. See e.g. The Insights of Neuroscientist Blake Richards.

AI is just a tool, not a creature! The fear mongers falsely assume that superintelligence will magically turn computers into creatures. That is so wrong. Moreover, the next thought that the superintelligent entity we created would then want to destroy the world, or worse, do so by accident, is laughably absurd. That is how fearful humans behave, not superintelligent computers.

“Tool, Not a Creature” video created using various AI tools in early Fall, 2023.

Final thought is a concession to the other side of the debate. There definitely is need for some regulation of AI and AGI. No one disputes that. But regulation should not include an intentional slow down or pause of technological development. It is impossible to do that anyway, and most regulators in the U.S. understand that. See: White House Obtains Commitments to Regulation of Generative AI from OpenAI, Amazon, Anthropic, Google, Inflection, Meta and Microsoft.

But we can pause the conclusion of this blog for a few days and so here ends Part One.

Coming next, in Part Two, the work and words of several AI leaders who support the “move fast and fix things” view will be shared. In the meantime friends, do not be put off by all the naysayers out there. Keep using AI and keep reaching for the sun.

Minimalist line art style using Visual Muse.

Ralph Losey Copyright 2023 – All Rights Reserved